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Legal and Compliance

Legal and Compliance

MRA SearchHong Kong
22 天前
职位描述

Responsibilities

  • Develop and implement aprehensive regulatorypliance framework for the firm’s operations and investment activities.
  • Act as the primary point of contact for SFC
  • Design and deliverpliance training programs to foster a culture of ethical behavior and accountability within the organization..
  • Monitor and enforce internalpliance controls related to employee conduct, trading activities, and external business engagements.
  • Conduct thoroughpliance risk reviews and drive new projects forpliance enhancements
  • Assist in preparing and reviewing legal documentation, NDAs etc

Requirements-

  • Experience : 12+ years in roles focused legal orpliance with experience on SFC regulations
  • Education : A degree in law or a related field is advantageous but not mandatory; qualifications from various jurisdictions are weed. If you are a qualified lawyer this would be a good to have
  • Regulatory Knowledge : In-depth understanding of relevant legal frameworks andpliance obligations applicable to investment entities.
  • Interpersonal Skills : Strong verbal and writtenmunication abilities, with a talent for building relationships with various stakeholders, including regulators and clients
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    Legal And Compliance • Hong Kong