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Legal and Compliance
MRA SearchHong Kong18 days ago
Job descriptionExperience : 12+ years in roles focused legal orpliance with experience on SFC regulations Education : A degree in law or a related field is advantageous but not mandatory; qualifications from various jurisdictions are weed. If you are a qualified lawyer this would be a good to have Regulatory Knowledge : In-depth understanding of relevant legal frameworks andpliance obligations applicable to investment entities. Interpersonal Skills : Strong verbal and writtenmunication abilities, with a talent for building relationships with various stakeholders, including regulators and clients
Responsibilities
- Develop and implement aprehensive regulatorypliance framework for the firm’s operations and investment activities.
- Act as the primary point of contact for SFC
- Design and deliverpliance training programs to foster a culture of ethical behavior and accountability within the organization..
- Monitor and enforce internalpliance controls related to employee conduct, trading activities, and external business engagements.
- Conduct thoroughpliance risk reviews and drive new projects forpliance enhancements
- Assist in preparing and reviewing legal documentation, NDAs etc
Requirements-
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Legal And Compliance • Hong Kong
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