Position. Senior Financial Compliance Analyst. Job Description. What You'll Be Doing. Become the liaison.. Maintain current awareness and documentation of SOX compliance rules and regulations. Filing of..
Fluent in English, especially in writtenWilling to travel to Mainland 1 2 times per monthIndependent and ProactiveResponsibilities Maintain the Company Safety Management System Per..
ResponsibilitiesResponsible for warehouse RACSF operation procedures and documentation Perform daily RACSF and safety SOP procedures Handle RACSF documents & Monitor warehouse oper..
Duties & Responsibilities Oversee the compliance requirements for the company as defined by SFC.. Advise on regulatory requirements and ensure timely escalation of any compliance issues. Provide..
Senior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in.. We are seeking an experienced Senior Compliance Manager to oversee and manage the day to day operations..
Job Overview. Providing support to the General Counsel Office (legal, compliance and risk functions.. The candidate will play a crucial role in supporting the legal, compliance and risk teams by managing a..
Senior Audit Manager. Audit Manager (Compliance). Banking Audit. (Job ID 4198) Responsibilities.. financial services with strong technical knowledge on compliance and AML CFT, and specific job title..
Surveys, Vendor List, and Product Programs. Work with key stakeholders, such as Compliance, Financial.. Prior experience in handling compliance assurance assessment of code of banking practice, banking..
As a Compliance Manager , you will be responsible for the following. Work closely with Subject Matter Experts to manage new and existing compliance policy drafting Consolidate feedbacks from..
VP. Associate Director, AML Compliance. Equities. Securities Team Lead, Trade Surveillance & AML.. Design compliance surveillance. monitoring programs and conduct compliance AML monitoring and reviews on..
Responsibilities. Ensure investment compliance primarily with the use of the trading system Code.. Handle SFC applications, regulatory and general compliance matters for example employees' personal..
For this role, you are expected to have a minimum of 6 years of compliance experience and be currently.. review business activities and new initiatives to ensure compliance with regulatory requirements Keep..
In BOCHK Group from planning, risk assessment, fieldwork to reporting Assess compliance with relevant.. CAMS, AAMLP, CFA, CFE will be a plus 4 years or above solid experience in AML CTF or Compliance or..
Established crypto platform is seeking a compliance professional to be responsible for a broad range of.. You will work closely with compliance colleagues globally as well as the team Head. You will also act as..
Responsibilities. General Compliance. Assist in handling product compliance matters, including preparing.. Conduct gap analysis on regulatory updates assigned by the Head of Compliance. AML KYC Onboarding and..
About the Role Support the Associate Director, Corporate Compliance and work independently to ensure.. Data Privacy (act as Data Privacy Specialist). Data Security (Compliance perspective). Code of Conduct..
Requirements. At least 8 years' experience in retail approval and risk compliance requirements Degree holder in business related disciplines Excellent communication and people management skills..
Compliance Manager. Chinese Securities Responsibilities. Reporting to Head of Compliance Provide.. Ensure adherence to regulatory requirements and guidelines. Develop and update compliance policies and..
Responsibilities. Implement compliance framework, policies and procedures across all business lines.. Disseminate circular and guidelines from regulators and ensure the relevant parties compliance with the..
Responsibilities. Compliance. Ensure compliance with all applicable SFC regulations, rules, and.. Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory..
About the team Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC.. Ensure the implementation and maintenance of a robust sanctions compliance program. Ensure the..
Team. Develop and maintain compliance strategies and implement effective compliance. programs that best.. A bachelor's degree or demonstrable industry experience. Experience working within a Compliance Advisory..
With experience in a complex global environment Knowledge of compliance and disclosure procedures Thorough understanding of HSBC's activities, products, processes and systems or or those of a..
This includes acts as business approver to Impact Assessment of all regulatory changes cascaded from Compliance in Regulatory Change Management module in Citi Risk and Control System..
Associate. Tax ComplianceOur client, a well established Offshore Fund Services Provider, is looking to hire an Associate for the Tax Compliance to provide a full suite of FATCA and CRS services..
Job Summary As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working.. The Compliance team performs independent second line risk assessments, implements the compliance..