Develop effective recruitment strategies to attract top talent. Ensure compliance with hiring policies.. Drive employee performance and career development. HR Policies and Compliance. Ensure compliance with..
Job responsibilities Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review control testing in relatio..
Assistant AML Compliance Manager (Transaction Monitoring). Financial Crime Compliance Department (Job ID 3777). Responsibilities. Review anti money laundering reports to identify suspected..
Key Responsibilities Be accountable for the APAC Markets Compliance program Provide advice on regulatory interpretation and compliance issues in relation to global markets business Handle APAC..
Responsibilities. Assist the superiors about formulating compliance standards, plans and objectives.. Revise the systems and processes accordingly as well as provide suggestions on compliance for the Branch..
Our client, a leading international insurance company, is looking for an experience compliance lead to.. This person will be running several risk and compliance initiatives across the APAC region, representing..
We are currently seeking a high caliber professional to join our department as Compliance Manager.. Principal responsibilities Foster a positive culture of compliance by working proactively with the..
Ensure compliance with regulatory requirements, company policies, and procedures by reviewing statutory reports as mandated by SFC and taking necessary actions. Manage the management accounting..
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.. Job Responsibilities. Report to the Head of Compliance Perform pre post trade investment monitoring..
About the Role Support the Head of Financial Crime and Data Privacy Compliance. to ensure that AIAHK and.. Effective implementation of AML and Economic Sanctions compliance program To implement AML and Economic..
Perform compliance control and monitoring programs including but not limited to control room, AML.. Assist in handling investigations and surveys received from regulators. Handle other compliance matters..
Responsibilities. Develop business strategies for the Transaction Banking Team to with Chinese Corporates Identify and establish business opportunities with potential clients Maint..
Duties & Responsibilities Oversee the compliance requirements for the company as defined by SFC.. Advise on regulatory requirements and ensure timely escalation of any compliance issues. Provide..
Senior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in.. We are seeking an experienced Senior Compliance Manager to oversee and manage the day to day operations..
Responsibilities. Deliver effective counterparty risk management solutions for overseas business initiatives, including cross border TRS and synthetic prime brokerage business, mai..
Responsibilities. Act as a main contact or HKMA for ICAAP related queries Formulate and review the Bank's risk policy framework Review and enhance the risk education for other bus..
Scope of Responsibility. Acquire full range of product knowledge and continuous updates Keep learning of global investment market, especially private banking sector Analyze high ne..
PE Investment VP D. (Hong Kong or UK) Responsibilities. Manage day to day implementation of investment strategies and policies to achieve strategic return and meet risk objectives. Formulate..
Surveys, Vendor List, and Product Programs. Work with key stakeholders, such as Compliance, Financial.. Prior experience in handling compliance assurance assessment of code of banking practice, banking..
As a Compliance Manager , you will be responsible for the following. Work closely with Subject Matter Experts to manage new and existing compliance policy drafting Consolidate feedbacks from..
across Trading & Research, Tech, and Operations. We're seeking a VP of Human Capital who. On a high.. Managing the recruitment selection and onboarding process. Ensuring legal compliance throughout human..
Responsibilities. Ensure investment compliance primarily with the use of the trading system Code.. Handle SFC applications, regulatory and general compliance matters for example employees' personal..
For this role, you are expected to have a minimum of 6 years of compliance experience and be currently.. review business activities and new initiatives to ensure compliance with regulatory requirements Keep..
Our client is a tier 1 global Investment bank looking for an EQD Structurer to join and focus on institutional clients. The mandate covers non flow EQD. The right candidate will ha..
An AI enabled investment firm is looking for someone to join their BD. Sales team based in Hong Kong. They are looking for someone at around a VP level who has experience covering structured..
Requirements. At least 8 years' experience in retail approval and risk compliance requirements Degree holder in business related disciplines Excellent communication and people management skills..