Design compliance surveillance. monitoring programs and conduct compliance AML monitoring and reviews on products and business units under the VP's responsibility area. Handle ad hoc..
Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters Help group manage risks and avoid lawsuits by ensuring business operations are performed in..
Key responsibilities Responsible for leading the Investment & Insurance Compliance to coordinate and.. Provide training on investment and compliance matters to related parties and business units when..
Oversee the identification, assessment and management of key compliance risks across the region.. Provide support and guidance to country compliance teams. Build strong and effective relationships with..
What you'll do. Contribute to a compliance team to embed a customer focused culture. supporting the.. initiatives relating to alternatives investments, to assess potential compliance impacts and ensure new..
Required to have prior SFC regulatory working experiences. Very strong in wealth management product due diligence and compliance experiences. Fluent in Mandarin is a..
We manage compliance risk, provide legal analysis and advice, protect Citi's people and businesses.. looking for a high caliber professional to join our team as VP, FICC Product Compliance Officer..
We manage compliance risk, provide legal analysis and advice, protect Citi's people and businesses.. looking for a high caliber professional to join our team as VP, FICC Product Compliance Officer..
Responsibilities Reporting toernance & Controls Head of Institutional Banking Group, to ensure staff are in fullpliance with internal AML risk andpliance policies. standards, exter..
Responsibilities. Develop and implement electronic tradingpliance policies and procedures. Monitor electronic trading activities to ensurepliance with regulatory requirements. Work..
Business FunctionGroup Legal, Compliance & Secretariat ensures that the bank's interests are protected.. compliance. legal or audit department of a bank, insurer or authorized. licensed financial institution..
The team You will be joining the compliance team which consists of 60 poeple. Your direct report will be your team head and you will be managing a team of 5. Responsibilities Performing trade..
Lead and oversee the execution of compliance projects, ensuring adherence to regulatory standards.. Manage complex compliance related initiatives, such as regulatory changes, system enhancements, and..
About the jobTo provide compliance advisory to global markets business, with a focus on FICC desk To.. Candidates with more experience would be considered for VP levelKnowledge in global markets business and..
Position. Senior Financial Compliance Analyst. Job Description. What You'll Be Doing. Become the liaison.. Maintain current awareness and documentation of SOX compliance rules and regulations. Filing of..
Fluent in English, especially in writtenWilling to travel to Mainland 1 2 times per monthIndependent and ProactiveResponsibilities Maintain the Company Safety Management System Per..
ResponsibilitiesResponsible for warehouse RACSF operation procedures and documentation Perform daily RACSF and safety SOP procedures Handle RACSF documents & Monitor warehouse oper..
Responsibilities. Deliver effective counterparty risk management solutions for overseas business initiatives, including cross border TRS and synthetic prime brokerage business, mai..
Key Responsibilities. Develop and implement event marketing strategies aligned with the company's objectives and target audience. Plan and organize high profile industry conference..
Responsibilities. Act as a main contact or HKMA for ICAAP related queries Formulate and review the Bank's risk policy framework Review and enhance the risk education for other bus..
Scope of Responsibility. Acquire full range of product knowledge and continuous updates Keep learning of global investment market, especially private banking sector Analyze high ne..
Efficiency and control to frame and influence business decisions. We are currently seeking a high calibre professional to join our team as a Senior Assessor. Calculation Compliance. Principal..
Associate. Tax ComplianceOur client, a well established Offshore Fund Services Provider, is looking to hire an Associate for the Tax Compliance to provide a full suite of FATCA and CRS services..
Job Summary As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working.. The Compliance team performs independent second line risk assessments, implements the compliance..
JOB RESPONSIBILITESResponsible to ensure due compliance with the legal and regulatory requirements to.. Advise internal stakeholders on compliance related matters and offer practicable solutionsDevelop and..
As the company committed to ethical practices, it recognizes the importance of social compliance in our.. As a Social Compliance Specialist, you will play a crucial role in ensuring that the suppliers and..