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Compliance Manager, AML
CaptiareHong Kong30 天前
职位描述University graduate or above 4 years or above relevant experience with minimum 3 years in audit / compliance / compliance review experience in Big 4 or in banking / financial services industry Understand relevant policies and procedures of the Bank as well as regulatory rules and requirements Strong analytical and interpersonal skills and capable to work independently Proficiency in English and Chinese, fluency in Mandarin is an advantage . Good PC knowledge
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Compliance Manager, AML
Responsibilities :
- Conduct risk-based compliance reviews according to Annual Compliance Review plan
- Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement
- Compile compliance review reports to highlight major regulatory compliance issues and risk implications
- Conduct assigned special / ad-hoc reviews
- Follow up management actions / rectification actions to address findings identified in compliance reviews and, where required, examinations undertaken by the regulators
- To formulate and update compliance review related policies, programs and control procedures in accordance with regulatory rules and requirements
- Review and monitor staff personal account dealing
- Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management
Requirements :
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Manager Manager • Hong Kong
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