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Compliance Manager, AML

Compliance Manager, AML

CaptiareHong Kong
23 天前
职位描述

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Compliance Manager, AML

Responsibilities :

  • Conduct risk-based compliance reviews according to Annual Compliance Review plan
  • Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement
  • Compile compliance review reports to highlight major regulatory compliance issues and risk implications
  • Conduct assigned special / ad-hoc reviews
  • Follow up management actions / rectification actions to address findings identified in compliance reviews and, where required, examinations undertaken by the regulators
  • To formulate and update compliance review related policies, programs and control procedures in accordance with regulatory rules and requirements
  • Review and monitor staff personal account dealing
  • Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management

Requirements :

  • University graduate or above
  • 4 years or above relevant experience with minimum 3 years in audit / compliance / compliance review experience in Big 4 or in banking / financial services industry
  • Understand relevant policies and procedures of the Bank as well as regulatory rules and requirements
  • Strong analytical and interpersonal skills and capable to work independently
  • Proficiency in English and Chinese, fluency in Mandarin is an advantage .
  • Good PC knowledge

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    Compliance Manager • Hong Kong