Compliance Manager, AML

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Compliance Manager, AML

Responsibilities :

• Conduct risk-based compliance reviews according to Annual Compliance Review plan
• Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement
• Compile compliance review reports to highlight major regulatory compliance issues and risk implications
• Conduct assigned special / ad-hoc reviews
• Follow up management actions / rectification actions to address findings identified in compliance reviews and, where required, examinations undertaken by the regulators
• To formulate and update compliance review related policies, programs and control procedures in accordance with regulatory rules and requirements
• Review and monitor staff personal account dealing
• Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management

Requirements :

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