Talent.com
你所在的国家不提供此工作机会。
MLRO & Compliance Officer - Fintech

MLRO & Compliance Officer - Fintech

PapelHong Kong, Hong Kong, HK
30 天前
职位类型
  • Quick Apply
职位描述

Position Overview

As the MLRO & Compliance Officer for our Hong Kong operations, you will be the appointed Money Laundering Reporting Officer under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO) and lead the local compliance function.

You will manage all aspects of AML / CFT, licensing, and regulatory engagement, including expertise in the Hong Kong Virtual Asset Service Provider (VASP) regime, SFC Type 1 and Type 7 licences, and Money Service Operator (MSO) licensing. This role combines strategic oversight with hands-on operational compliance delivery, ensuring the business meets its regulatory obligations while enabling innovation and growth.

Responsibilities

  • Leads and develops the Hong Kong compliance team, ensuring alignment with group compliance strategy and global policies.
  • Collaborates with product, technology, operations, and legal teams to embed compliance requirements in business processes and product design, particularly for digital asset offerings.
  • Acts as the primary liaison with regulators (HKMA, SFC, Companies Registry, Customs & Excise Department) and law enforcement agencies.
  • Oversees company-wide AML / CFT, VASP, and conduct training tailored to different business units.
  • Ensures Hong Kong operations integrate seamlessly with regional and global compliance frameworks.
  • Represents the Hong Kong compliance function in governance forums and risk committees.

Key Behaviours

  • Regulatory Expert – Deep expertise in Hong Kong AML / CFT laws, VASP framework, SFC licensing, and MSO regulation.
  • Proactive Risk Manager – Anticipates compliance risks and implements timely mitigation strategies.
  • Clear Communicator – Translates complex regulations into practical business guidance.
  • Collaborative Leader – Works cross-functionally to deliver compliance outcomes without stifling innovation.
  • Ethical Advocate – Promotes a strong compliance culture and high standards of integrity.

    • Requirements

    Qualifications & Experience

  • Bachelor’s degree in Law, Finance, Business, or related discipline (Master’s or professional certifications such as CAMS, ICA, ACAMS preferred).
  • Minimum 10 years’ experience in compliance, risk, or legal roles, with at least 5 years in a leadership role in Hong Kong financial services, fintech, or virtual assets.
  • Proven track record as MLRO or Deputy MLRO in Hong Kong, preferred with MSO and Crypto
  • Strong knowledge of :
  • Hong Kong VASP regime
  • SFC Type 1 & 7 licensing requirements
  • MSO licensing under Customs & Excise Department
  • HKMA Guidelines, SFO, AMLO, FATF recommendations
  • Experience managing licensing processes and regulatory engagements.
  • Cantonese, Mandarin and English fluency (written and spoken) preferred.

    • Benefits

  • Competitive pay
  • Discretionary bonus
  • Comprehensive Healthcare
    • 为此搜索创建职位提醒

    Officer Officer • Hong Kong, Hong Kong, HK

    相关职位
    • 推广
    Full Professor in Financial Technology

    Full Professor in Financial Technology

    InsideHigherEdAll Cities, Macau
    The University of Macau (UM) is an internationalized research-oriented comprehensive public university in the Macao Special Administrative Region (MSAR) located at the west bank of the Guangdong-Ho...展示更多最后更新：1 天前
    Operation Analyst

    Operation Analyst

    Konew FinTech Corporation LimitedCentral, Hong Kong Island, HK
    Quick Apply
    Perform daily position and cash reconciliation of loan portfolio.Prepare payment, journal entries, fund transfer instruction, month-end closing, monitor of bank balance, assist on annual audit, etc...展示更多上次更新时间：30 天前
    Procurement Officer

    Procurement Officer

    Lifebyte SystemsShenzhen, Guangdong Province, CN
    Quick Apply
    Founded in 2017, we are dedicated to fostering an ecosystem of seamless resource exchange, where efficiency and precision are paramount. With cutting-edge solutions, we empower businesses to thrive ...展示更多最后更新时间： 18天前
    Business Advisory Compliance (Fintech and Wealth Management)

    Business Advisory Compliance (Fintech and Wealth Management)

    Star Anise LimitedHong Kong, Hong Kong
    Quick Apply
    This leading financial services company is seeking an experienced business advisory compliance professional to join a small team to focus on fintech and retail / private wealth management b...展示更多上次更新时间：30 天前
    • 推广
    Professor - School of Law

    Professor - School of Law

    InsideHigherEdAll Cities, Macau
    The City University of Macau (CityU Macau) is a private, not-for-profit institution that stands as a comprehensive university in Macao, offering a broad range of Bachelor s, Master s and Doctoral d...展示更多最后更新时间： 16天前
    Senior Compliance Manager

    Senior Compliance Manager

    Infini Capital Management LimitedCentral, Central, HK
    Quick Apply
    Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts. Regulatory reporting – Ensure and t...展示更多上次更新时间：30 天前
    Officer, Credit Approval

    Officer, Credit Approval

    Konew FinTech Corporation LimitedCentral, Hong Kong Island, HK
    Quick Apply
    Conduct credit approvals on all applications including property loans, personal loans and credit card in accordance with authority. Assist to ensure that credit activities are conducted in accordanc...展示更多上次更新时间：30 天前
    Regulatory and Compliance Officer (Hong Kong)

    Regulatory and Compliance Officer (Hong Kong)

    HRTXHong Kong, Hong Kong
    Quick Apply
    The Compliance Officer will be responsible for ensuring strict adherence to the AMLO and guidelines from the Hong Kong Customs and Excise Department (C&ED). Developing and updating anti-money la...展示更多最后更新时间： 11天前
    Compliance Associate

    Compliance Associate

    Zeal GroupHong Kong, Hong Kong, HK
    Quick Apply
    An award-winning Fintech organization with a dedicated team of 600+ professionals across the globe.With more than 15 offices across the world, we are a people centric company which prides itself on...展示更多上次更新时间：30 天前
    Client Relationship Officer | Fintech | Hong Kong

    Client Relationship Officer | Fintech | Hong Kong

    Zeal GroupCentral, Hong Kong, HK
    Quick Apply
    Provide the priority services to VIP Customers by different channels in Premium Service Centre.Be the dedicated site visit ambassador for agents and customers, ensuring a seamless and exceptional e...展示更多上次更新时间：30 天前
    Responsible Officer (Type 9 License) - Virtual Assets Focus

    Responsible Officer (Type 9 License) - Virtual Assets Focus

    HR Plus (Talent) LimitedHong Kong, Hong Kong
    Quick Apply
    A dynamic, newly established Asset Management firm in Hong Kong, licensed for Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management).As they expand their ope...展示更多最后更新时间： 3天前
    Risk Manager

    Risk Manager

    hermeneutic InvestmentsHong Kong, Hong Kong, HK
    Quick Apply
    We are seeking a seasoned risk management professional to join our growing multi-strategy cryptocurrency hedge fund.As Risk Manager, you will play a pivotal role in the design, implementation, and ...展示更多最后更新时间： 2天前
    Chief Operating Officer

    Chief Operating Officer

    RM Staffing B.V.Zhuhai, GD, CN
    This role requires strong expertise across both.The ideal candidate combines solid coding skills with an eye for clean UI / UX, strong problem-solving ability, and a collaborative mindset.Build respo...展示更多最后更新时间： 2天前
    Managing Director - Purchasing Office

    Managing Director - Purchasing Office

    Personal ConnectShenzhen, 44, cn
    Quick Apply
    We are seeking a hands-on, versatile, and entrepreneurial Managing Director to lead our client’s Purchasing Office in Shenzhen. This role is critical to strengthening the company’s supply chain oper...展示更多最后更新时间： 3天前
    Compliance Officer (HK | Onsite) (Financial Services)

    Compliance Officer (HK | Onsite) (Financial Services)

    HRTXHong Kong, Hong Kong
    Quick Apply
    The Compliance Officer will be responsible for ensuring strict adherence to the AMLO and guidelines from the Hong Kong Customs and Excise Department (C&ED). Developing and updating anti-money la...展示更多最后更新时间： 24天前
    Head of Compliance | Asset Management, Confidential Hire | HK$80-85K

    Head of Compliance | Asset Management, Confidential Hire | HK$80-85K

    King Deux Search & ConsultingHong Kong, Hong Kong
    Quick Apply
    King Deux Search & Consulting is a specialised executive search firm which offers bespoke talent solutions across financial services and commerce. We are committed to not only finding the right oppo...展示更多上次更新时间：30 天前
    Finance Manager (Corporate Finance & Reporting)

    Finance Manager (Corporate Finance & Reporting)

    Konew FinTech Corporation LimitedCentral, Hong Kong Island, HK
    Quick Apply
    Ensure all accounting and financial reports are complied with updated accounting standards, listing rules requirements and all kinds of covenants. Ensure accuracy and timely acco...展示更多上次更新时间：30 天前
    • 推广
    Professor - Faculty of Finance

    Professor - Faculty of Finance

    InsideHigherEdAll Cities, Macau
    The City University of Macau (CityU Macau) is a private, not-for-profit institution that stands as a comprehensive university in Macao, offering a broad range of Bachelor s, Master s and Doctoral d...展示更多最后更新时间： 16天前