Co Head of Asia Pacific Sales & Trading Compliance, Executive Director Managing Director, Hong KongJob Number 3250423Posting Date May 20, 2024Primary Location Non Japan Asia Hong Kong Hong Kong..
Intern, Anti Financial Crimepliance (12 months)Join us. Let's care for tomorrow. At Allianz Global Investors we foster a culture of professionalism, fulfilment, and an inclusive wo..
Responsibilities. To review and give advice on data privacy, deposit protection, Code of Banking Practice, technology risk and any other bankingpliance related documents, workflow,..
Job description A Career with Hang Seng Bank Hang Seng ismitted to service excellence. Our people are our most important asset and play a vital role in our efforts to continually e..
Responsibilities. Report directly to Global Head ofpliance, leading a team of less than 3 total for the HKpliance department Provide all roundedpliance duties including but not lim..
Responsibilities. Lead and manage internal audit engagements in relation to Anti Money Laundering and Counter Terrorist Financing (AML CTF),pliance and Operational Risk Management,..
Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within the Industry Ensure corporatepliance with re..
Responsibilities Support the Investment Managerpliance Program functions andpliance programs would include the following. 1.pliance Program management. 2.pliance Manuals, Policies ..
Description ResponsibilitiesProviding regulatory oversight (review regulatory circulars issued in Hong Kong and Bermuda, and assist with regulatory reporting. drafting internal compliance..
Responsibilities. Assist all aspects of the firm'spliance program. Provide regional coordination in relation to adhocpliance projects in North Asia Participate in joint initiatives..
Responsibilities Plan, organise, lead and control the activities of Risk &pliance Section Ensure that the operations of pension and trust businessesply with the applicable legislat..
CCO Assistant Anti Financial Crimepliance ManagerIntesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360..
Responsibilities. The Regional Planning function provide shared service support to bothpliance Office for Asia and Financial Crimes Office for Asia of MUFG Bank. The team's key man..
Job Purpose. This job is responsible for the implementation, execution, maintenance, and oversight of thepliance Program for a trial Hong Kong warehouse sales operation managed by ..
GLOBALPLIANCE Our division prevents, detects and mitigatespliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture ofpliance.pliance apl..
Established and growing digital assets platform is seeking apliance professional to be responsible for a broad range ofpliance and AML matters. You will work closely within a colle..
Responsibilities To design and formulate bank wide annualpliance review and testing plan in relation to AML in consultation with and under the guidance of Head of FCSS Being the co..
Key Accountabilities. Maintain and monitor records information in PBG central library that consists of an up to date inventory of Code of Banking Practice ( CoBP"). Product Matrix,..
Responsibilities. Facilitate and monitorpliance with the firm's Code of Conduct and other corepliance policies. Review employee disclosures, personal account dealings, and gifts an..
Responsibilities. Implement and provides support to localpliance teams Set up new policies and recognize potential corruption cases and breaches Delivers advisory to local entities..
Responsibilities. Ensurepliance with all applicable SFC regulations, rules, and guidelines. Develop and implement policies, procedures, and controls to ensure ongoingpliance with r..
Responsibilities. Implementpliance framework, policies and procedures across all business lines Conduct regularpliance risk assessments, execute thepliance monitoring plan, data an..
This is an exciting opportunity with an Asian banking group, looking for a Team Lead, Corporate Bankingpliance to join their HK Businesspliance Team, someone with solid regulatoryp..
My client is a sizable asset management and looking for apliance candidate who is familiar with regulatorypliance.Job Description Assist and support thepliance team in handling cor..
G Posted byRecruiterto supervise the credit risk and service quality control of retail credit approval process to monitor special credit and loan portfolioRole & responsibilities.
A foreign leading top securities firm is keen to look for Head ofpliance to support their business expansionWill be working along with head of legal Needs to have strong global mar..