Our client, a Top tier PRC investment bank , is now looking for an IBD Compliance to join them.. Provide compliance advisory for HK IPO Sponsor projects' DD materials, draft prospectus, project files..
What you'll do. Contribute to a compliance team to embed a customer focused culture. supporting the.. initiatives relating to alternatives investments, to assess potential compliance impacts and ensure new..
Responsibilities. Assist in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review Ensure that the Bank's operations..
About the team Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC.. Ensure the implementation and maintenance of a robust sanctions compliance program. Ensure the..
Who we're looking forWeLab is looking for a Banking Talent Programme, Legal & Compliance (6 month.. filing applications, managing deadlines, managing portfolio)LegalFinancial Crime ComplianceProvide..
Key Responsibilities Provide compliance services such as KYC AML, FATCA CRS to clients in the fund indutryLiaise with clients and provide them good quality of compliance serviceWork as a team to..
Primary PurposeSupport the Chief Compliance Officer in overseeing compliance activities for Chubb's.. Contribute to a culture of compliance and continuous improvement on compliance and ethical issues..
We pledge to make Prudential a place where you can Connect, Grow, and Succeed.This role will support the Company's success by overseeing compliance to applicable laws, regulatory requirements..
Trade Compliance Specialist, Hong KongHong KongPosted Feb 21, 2024. Requisition No. 123298Bloomberg.. What's the role Bloomberg is seeking an individual to join our APAC Supply Chain Compliance team..
Facilitate transactions in all business line by providing sanctions advisory support. Work closely with relevant local compliance teams in establishment of appropriate sanctions controls..
Responsibilities Support the development of a compliance strategy and guidelines to support the firms.. Qualifications 5. years of experience in compliance, business controls, operations and regulatory..
Join us in this journey to make your career even more fulfilling and rewarding. Role PurposeThe Manager, Risk and Regulatory Compliance (MRRC) is responsible for implementing the corporate risk..
Act as coordinator for the compliance & sustainability team on operational and administrative tasks.. Tracks progress toward compliance & sustainability goals and reports results to customers & business..
Regional Cyber Governance Risk and Compliance Officer Permanent contract Hong Kong IT (Information.. Ensure adherence to all relevant regulatory compliance standards, including liaising with legal and..
JOB SUMMARYContract Compliance supports the Continent in operating within a framework and utilizing tools that provide the Continent the assurance to be in compliance with the financial..
Job Description Background As a member of the End User Support team, the candidate will provide high quality support with very good customer service, technical expertise and timeli..
Regular reporting on global adherence to compliance and standards is required, as is analysis of.. Global Estate Compliance & Contract Management As the global SME on all matters of operational..
Sub service lines) within Tax include Business Tax Services, Global Compliance and Reporting, Human.. Skills and attributes for success Participate in business tax compliance and tax advisory engagements..
GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational.. Compliance accomplishes these through the firm's enterprise wide compliance risk management program..
Responsibilities. Participate in sanctions review projects and initiatives related to sanctions topics. Provide advisory support and coordinate on sanctions related issues. Review ..
Responsibilities Reporting toernance & Controls Head of Institutional Banking Group, to ensure staff are in fullpliance with internal AML risk andpliance policies. standards, exter..
Your role Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? Do know how to evaluate risks in a challenging and fast paced environment? W..
Assisting in critical day to day tasks as part of the operations of the team you are attached to. Perform research work in ad hoc areas of finance, operational risk, and compliance. Present your..
Internal control review, policies and procedures, risk and compliance advisory and other independent.. you would have project experience in one or more of these areas Regulatory compliance reviewHKMA..
Manager, Corporate Compliance Major Job Responsibilities The role supports Chief Compliance Officer to ensure the company's Personal Data Privacy Policy and the relevant control measures are in..
Manager Ethics & Compliance, you will report to the VP, Global Compliance. You will be the senior.. ResponsibililitiesFunction as part of the Global Compliance function, helping to develop and implement..