Position. Senior Financial Compliance Analyst. Job Description. What You'll Be Doing. Become the liaison.. Maintain current awareness and documentation of SOX compliance rules and regulations. Filing of..
Fluent in English, especially in writtenWilling to travel to Mainland 1 2 times per monthIndependent and ProactiveResponsibilities Maintain the Company Safety Management System Per..
ResponsibilitiesResponsible for warehouse RACSF operation procedures and documentation Perform daily RACSF and safety SOP procedures Handle RACSF documents & Monitor warehouse oper..
Oversee the identification, assessment and management of key compliance risks across the region.. Provide support and guidance to country compliance teams. Build strong and effective relationships with..
Key responsibilities Responsible for leading the Investment & Insurance Compliance to coordinate and.. Provide training on investment and compliance matters to related parties and business units when..
Responsibilities. Assist the superiors about formulating compliance standards, plans and objectives.. Revise the systems and processes accordingly as well as provide suggestions on compliance for the Branch..
Job responsibilities Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review control testing in relatio..
Assistant AML Compliance Manager (Transaction Monitoring). Financial Crime Compliance Department (Job ID 3777). Responsibilities. Review anti money laundering reports to identify suspected..
Key Responsibilities Be accountable for the APAC Markets Compliance program Provide advice on regulatory interpretation and compliance issues in relation to global markets business Handle APAC..
About the Role Support the Head of Financial Crime and Data Privacy Compliance. to ensure that AIAHK and.. Effective implementation of AML and Economic Sanctions compliance program To implement AML and Economic..
Perform compliance control and monitoring programs including but not limited to control room, AML.. Assist in handling investigations and surveys received from regulators. Handle other compliance matters..
Our client, a leading international insurance company, is looking for an experience compliance lead to.. This person will be running several risk and compliance initiatives across the APAC region, representing..
We are currently seeking a high caliber professional to join our department as Compliance Manager.. Principal responsibilities Foster a positive culture of compliance by working proactively with the..
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.. Job Responsibilities. Report to the Head of Compliance Perform pre post trade investment monitoring..
Our client is looking for Head of Compliance and Risk in a sizable corporate and commercial bank.. This role will be heading up the compliance and risk function, reporting to the business line..
As a part of their growing HK Compliance Team, they are now looking for a smart, stable and driven.. This person will assist the Head of Compliance to handle regulatory and central compliance duties..
We have combined with Newgate, Ocorian's existing regulatory and compliance business, to offer.. Providing advice and support to clients on a wide range of regulatory compliance matters. Drafting..
Including updating and communication with the Board of Directors and periodic preparation of Board materials Conduct sanction and PEP screening Assist in preparing legal and compliance related..
Duties & Responsibilities Oversee the compliance requirements for the company as defined by SFC.. Advise on regulatory requirements and ensure timely escalation of any compliance issues. Provide..
Senior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in.. We are seeking an experienced Senior Compliance Manager to oversee and manage the day to day operations..
Executive or department, responding independently to routine issues and questions Manage appointment calendar, meetings and domestic foreign travel arrangements itineraries, in compliance with..
Associate. Tax ComplianceOur client, a well established Offshore Fund Services Provider, is looking to hire an Associate for the Tax Compliance to provide a full suite of FATCA and CRS services..
Job Summary As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working.. The Compliance team performs independent second line risk assessments, implements the compliance..
JOB RESPONSIBILITESResponsible to ensure due compliance with the legal and regulatory requirements to.. Advise internal stakeholders on compliance related matters and offer practicable solutionsDevelop and..
As the company committed to ethical practices, it recognizes the importance of social compliance in our.. As a Social Compliance Specialist, you will play a crucial role in ensuring that the suppliers and..
Job Description Summary The appointee will support legal, regulatory and governance related matters, with the ability to issue spot and exercise good legal, compliance and commercial judgment..