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Legal and Compliance

MRA SearchHong Kong

17 天前

职位描述

Responsibilities

Develop and implement aprehensive regulatorypliance framework for the firm’s operations and investment activities.
Act as the primary point of contact for SFC
Design and deliverpliance training programs to foster a culture of ethical behavior and accountability within the organization..
Monitor and enforce internalpliance controls related to employee conduct, trading activities, and external business engagements.
Conduct thoroughpliance risk reviews and drive new projects forpliance enhancements
Assist in preparing and reviewing legal documentation, NDAs etc

Requirements-

Experience : 12+ years in roles focused legal orpliance with experience on SFC regulations

Education : A degree in law or a related field is advantageous but not mandatory; qualifications from various jurisdictions are weed. If you are a qualified lawyer this would be a good to have

Regulatory Knowledge : In-depth understanding of relevant legal frameworks andpliance obligations applicable to investment entities.

Interpersonal Skills : Strong verbal and writtenmunication abilities, with a talent for building relationships with various stakeholders, including regulators and clients

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