Manager / Assistant Manager, Business Compliance (AML / Compliance, Private Banking)

Responsibilities

• Act as first line of defense to conduct AML / Financial Crime / Fraud risk related transaction monitoring and business review to ensure adherence to internal / external requirements, identify possible AML / Financial Crime / Fraud risks, prepare management report(s) and provide rmendations to mitigate relevant risks
• Review KYC profiles, account opening / review documents
• Conduct AML / Financial Crime / Fraud risk related periodic and ad hoc monitoring / transaction review
• Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business
• Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and / or regulatory requirements. Rmend follow up action to close the gaps where applicable
• Prepare regular (monthly / quarterly / annually) and ad hoc internal reporting to senior management, second line of defense
• Assist to conduct training to promotepliance culture
• Assist to investigate suspicious transaction
• Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements
• Provide staff training where required
• Assist on other ad hoc tasks as assigned

Requirements :

LI-LC1

Job ID 499150