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Compliance Manager / Director

Compliance Manager / Director

QHire LtdHong Kong
30+ days ago
Job description

V Posted byRecruiterA well know Chinese Financial Institution is looking for somepliance candidate to join theirpany.

Job Description

  • Handle all generalpliance matters related to Type 1, 4 & 9 regulated activities under the SFO.
  • Draft, prepare or coordinatepliance reports for internal or external purposes.
  • Conducting AML / KYC checking and other necessary investigations.
  • Handle inquiries, inspections and investigations from SFC.
  • Coordinate or conduct regularpliance training
  • Provide support to the Group’s business, management and operations units onpliance-related matters

Job Requirement

  • Bachelor degree or above.
  • 6+ years working experience in SFC LC and familiar with SFC 1,4 & 9 regulatory activities.
  • Sound knowledge of the SFO and other relevant codes and regulations.
  • Goodmand of English, Cantonese and Mandarin.
  • Strong problem-solving and analytical skills.

    • Job ID VC2023062702

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    Compliance • Hong Kong