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Compliance Manager / Director
QHire LtdHong Kong18 days ago
Job descriptionBachelor degree or above. 6+ years working experience in SFC LC and familiar with SFC 1,4 & 9 regulatory activities. Sound knowledge of the SFO and other relevant codes and regulations. Goodmand of English, Cantonese and Mandarin. Strong problem-solving and analytical skills.
V Posted byRecruiterA well know Chinese Financial Institution is looking for somepliance candidate to join theirpany.
Job Description
- Handle all generalpliance matters related to Type 1, 4 & 9 regulated activities under the SFO.
- Draft, prepare or coordinatepliance reports for internal or external purposes.
- Conducting AML / KYC checking and other necessary investigations.
- Handle inquiries, inspections and investigations from SFC.
- Coordinate or conduct regularpliance training
- Provide support to the Group’s business, management and operations units onpliance-related matters
Job Requirement
Job ID VC2023062702
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Compliance • Hong Kong
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