CCO_Senior Compliance Manager

CCO_Seniorpliance Manager Scope and Purpose

• Providing regulatory andpliance advice to business units ensuringpliance with all applicable statutory, regulatory and group standard;
• Working closely with sales and trading team to monitor pre-trade and post trade activities, and providing real time support on trading restrictions, monitoring and approvals;
• Liaising with local regulators and handling regulatory inquiries, inspections, questionnaires, incident reporting, surveys and other ad hoc requests;
• Tracking and disseminating regulatory updates to business units for necessary actions, and collaborating with business owners to conduct gap analysis to ensure relevant requirements areplied with;
• Participating in various projects, such as new products initiatives and implementation of new regulations;
• Handling registration, de-registration of Relevant individual & Responsible Officer and corporate licensing related to regulated activities;
• Conducting quality assurance and samples testing based on the second level controls framework;
• Escalatingpliance breaches internally and investigating issues, and rmending remedial and mitigate measures;
• conduct enhanced due diligence on high risk client on-boarding requests, including identification and assessment of any financial crime risksconduct enhanced due diligence on high risk client on-boarding requests, including identification and assessment of any financial crime risks, reputational risks and the plausibility and corroboration of source of wealthconduct enhanced due diligence on high risk client on-boarding requests, including identification and assessment of any financial crime risks, reputational risks and the plausibility and corroboration of source of wealthManaging reporting information and risk assessment flows towards Head Officepliance, and providingpliance advisory for day to day business activities.

Required Experience

Required Qualifications, Skills and Knowledge

About us

We are the leading banking group in Italy and one of the Top Tier in Europe. Join us and be part of our successful story!

With over 20 million customers in Italy and abroad, we are a true engine of sustainable growth, with a strongmitment to the environment and a tangible impact on society. People are our driving force. We take care of them and foster an inclusive culture where everyone feels valued and empowered.

Join an international and innovative Group. Don't wait for the future, choose it!

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We guarantee an inclusive and equal environment. We will consider all applicants regardless of race, religion, sexual orientation, gender identity, marital status, national origin, age, disability, or any other protected category inpliance to 198 / 2006, 215 / 03 and 216 / 03.

For the evaluation of the application, the data will be processed by Intesa Sanpaolo as Data Controller. We invite you to review the dedicated Privacy Information Notice for more details. Job ID 38133