Sound knowledge in rules and regulations administered by the SFC, market practices, financial products as well as securities business. Self motivated, able to work independently. Conversant with..
Job Responsibilities Process Tri Party and bilateral collateral optimization, sourcing and exposure management Calculate collateral across business lines (IM, VM and securities financing) Ensure..
VP. Associate Director, AML Compliance. Equities. Securities Team Lead, Trade Surveillance & AML.. regulations. and (iii) other regulations which may related to securities business activities (e.g..
Compliance Manager. Chinese Securities Responsibilities. Reporting to Head of Compliance Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. Ensure..
Job duties. responsibilities. Provide full spectrum of HR supports in staff on boarding, off boarding, work visa renewal, contract renewal and staff probation process etc. Input an..
The Company A leading Bank in HK The Role Collaborate with business partners, technology groups, suppliers & customers to design best solutions for Asset Services Develop and docum..
Extensive knowledge of securities brokerage, investment. wealth management related regulations and guidance Awareness around external regulatory, legal, political considerations and implications..
Risk Assessment and Measurement. Conduct risk assessments and measurements to evaluate the overall risk exposure of the securities company. This involves analyzing market trends, financial data..
Skills Required. Proven track record of delivering projects within the Securities Services space. Strong experience across any of the following areas. fund migration, client migration, client..
Our client is a leading Bank in Hong Kong. Responsibilities. Execute securities trade orders and provide.. Degree holder in Business Finance or related discipline Minimum 6 years of securities dealing experience..
Responsibilities. Pricing of vanilla and exotic equity derivative products on Asia Pacific and global equity underlings Manage trading book and risk exposure, have a good understan..
We are currently seeking a high calibre professional to join our team as an Audit Manager, Markets and Securities Services. Principal Responsibilities Lead sections of audits of Markets and..
OVERVIEWOur client is a Foreign Private Equity Fund. They are looking for candidates to join as a Settlement Manager. JOB RESPONSIBILITIESManage and oversee all aspects of settleme..
Job Description Role SummaryAs a Systematic Trader, you'll manage the quantitative trading strategies and deliver a best in class trading platform for our systematic trading desks..
Global Securities Finance Quant Trader. AVP VPAgency Securities Finance (ASF), within Services, partners.. Our traders execute securities lending transactions for leading global institutional investors including..
Responsibilities 1. Assist in marketing for OTC derivatives trade, Equity options, TRS, Auto callable structure products 2. Liaise with various internal department for new product ..
Law or related disciplines 10 15 years of legal andpliance experience in securities Strong knowledge and experience ofpliance framework design and implementation Strongmunication and..
years of experience in management role from securities operations Change management and strong digital transformation mindset Strong key stakeholder management, experienced in managing..
Responsibilities You will look after Local LAN WAN network Infrastructure service Responsible for IT infrastructure projects, product installation, equipment maintenance Involved i..
Client Centre. Customer Service. Securities Trading to achieve the outcomes set out in the Bank's.. Client Centre. Securities Trading. Perform other responsibilities assigned under Group, Country..
Internal Audit. Institutional Securities Auditor, Director (AVP) , Hong KongJob Number 3248308Posting.. This role is part of a dynamic team dedicated to Internal Audit's Institutional Securities Group (ISG..
Job Description Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured products to support ..
Business FunctionDBS Vickers (Hong Kong) Limited is part of DBS Vickers Securities Group, one of the largest securities brokerages in Singapore and a leading institutional and retail brokerage..
Enforcement. Temporary Legal Executives. EnforcementRef. SFC TLE ENF 240202The SFC investigates and takes enforcement actions in complex and often innovative matters under the Securities and..
Project InternshipJob DutiesAnalyze detailed corporate and financial informationPrepare financial models valuation analyses and pitch books for marketing and execution purposesAssi..
Assist Settlement & Accounting division in carrying out daily accounting dutiesResponsible for internal reconciliation and follow up Assist in settlement on securities transactions Check record..