Job Responsibilities Process Tri Party and bilateral collateral optimization, sourcing and exposure management Calculate collateral across business lines (IM, VM and securities financing) Ensure..
VP. Associate Director, AML Compliance. Equities. Securities Team Lead, Trade Surveillance & AML.. regulations. and (iii) other regulations which may related to securities business activities (e.g..
Business developing, introducing and cross selling the group other companies service (Securities, Bank, Asset Management business) to the suitable institutional clients. Identify and assist Head..
Compliance Manager. Chinese Securities Responsibilities. Reporting to Head of Compliance Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. Ensure..
Job duties. responsibilities. Provide full spectrum of HR supports in staff on boarding, off boarding, work visa renewal, contract renewal and staff probation process etc. Input an..
The Company A leading Bank in HK The Role Collaborate with business partners, technology groups, suppliers & customers to design best solutions for Asset Services Develop and docum..
Your new role As a Treasury Securities Finance Dealer, you will play a crucial role in managing.. execution. Product knowledge in REPO & Securities Lending will be greatly advantageous. A tertiary..
Extensive knowledge of securities brokerage, investment. wealth management related regulations and guidance Awareness around external regulatory, legal, political considerations and implications..
Risk Assessment and Measurement. Conduct risk assessments and measurements to evaluate the overall risk exposure of the securities company. This involves analyzing market trends, financial data..
Responsibilities. Pricing of vanilla and exotic equity derivative products on Asia Pacific and global equity underlings Manage trading book and risk exposure, have a good understan..
Sound knowledge in rules and regulations administered by the SFC, market practices, financial products as well as securities business. Self motivated, able to work independently. Conversant with..
Job Description Role SummaryAs a Systematic Trader, you'll manage the quantitative trading strategies and deliver a best in class trading platform for our systematic trading desks..
Global Securities Finance Quant Trader. AVP VPAgency Securities Finance (ASF), within Services, partners.. Our traders execute securities lending transactions for leading global institutional investors including..
OVERVIEWOur client is a Foreign Private Equity Fund. They are looking for candidates to join as a Settlement Manager. JOB RESPONSIBILITIESManage and oversee all aspects of settleme..
Responsibilities 1. Assist in marketing for OTC derivatives trade, Equity options, TRS, Auto callable structure products 2. Liaise with various internal department for new product ..
Internal Audit. Institutional Securities Auditor, Director (AVP) , Hong KongJob Number 3248308Posting.. This role is part of a dynamic team dedicated to Internal Audit's Institutional Securities Group (ISG..
years of experience in management role from securities operations Change management and strong digital transformation mindset Strong key stakeholder management, experienced in managing..
Leverage on market intelligence to make debt investment rmendations. Execute bond transactions within given risk limits. Assist in debt securities portfolio management to achieve profit target..
Responsibilities You will look after Local LAN WAN network Infrastructure service Responsible for IT infrastructure projects, product installation, equipment maintenance Involved i..
Law or related disciplines 10 15 years of legal andpliance experience in securities Strong knowledge and experience ofpliance framework design and implementation Strongmunication and..
You'll be part of a supportive team where everyone. no matter what role. contributes ideas and drive outcomes.What role will you play?You will lead the Securities Lending team in Asia, focused..
Be the subject matter expert, and take part in ad hoc projects on business development, system migration and regulatory changes. Your team You will be working in the APAC Securities Operation..
Job Description Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured products to support ..
Responsibilities Execute securities transactions in settlement, corporate action, account opening and.. Requirements Degree holder 1 to 2 years of relevant experience in securities operations. Fresh graduates..
Business FunctionDBS Vickers (Hong Kong) Limited is part of DBS Vickers Securities Group, one of the largest securities brokerages in Singapore and a leading institutional and retail brokerage..
Enforcement. Temporary Legal Executives. EnforcementRef. SFC TLE ENF 240202The SFC investigates and takes enforcement actions in complex and often innovative matters under the Securities and..