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Manager / Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
Bank Of China (Hong Kong) LimitedHong Kong11 天前
职位描述Degree or above 4+ years working experience in banking and finance, at least 2 years in relevant private banking AMLpliance. Strong AML knowledge is an advantage Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks Proficient in written, spoken English AND Chinese Familiar with HKMA / SFC regulatory requirements
Responsibilities
- Act as first line of defense to conduct AML / Financial Crime / Fraud risk related transaction monitoring and business review to ensure adherence to internal / external requirements, identify possible AML / Financial Crime / Fraud risks, prepare management report(s) and provide rmendations to mitigate relevant risks
- Review KYC profiles, account opening / review documents
- Conduct AML / Financial Crime / Fraud risk related periodic and ad hoc monitoring / transaction review
- Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business
- Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and / or regulatory requirements. Rmend follow up action to close the gaps where applicable
- Prepare regular (monthly / quarterly / annually) and ad hoc internal reporting to senior management, second line of defense
- Assist to conduct training to promotepliance culture
- Assist to investigate suspicious transaction
- Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements
- Provide staff training where required
- Assist on other ad hoc tasks as assigned
Requirements :
LI-LC1
Job ID 499150
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Compliance Manager • Hong Kong
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